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Dynamic threshold system for multiple raster content (MRC) representation of documents Number:6,859,204 from the United States Patent and Trademark Office (PTO) owispatent

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Title: Dynamic threshold system for multiple raster content (MRC) representation of documents

Abstract: A method and a system for dynamically thresholding an image signal. The system comprises a computing block. The computing block receives the image signal and a minimum and a maximum within each of a set of windows centered on the current pixel in the image signal, and computes, for each of the windows, based on the current pixel and the respective minimum and maximum, a respective indicator representing the distance and direction of the current pixel relative to a respective threshold plane, and outputs a control signal based on the indicators.

Patent Number: 6,859,204 Issued on 02/22/2005 to Curry,   et al.


Inventors: Curry; Donald J. (Menlo Park, CA); Kletter; Doron (San Mateo, CA); Nafarieh; Asghar (Menlo Park, CA)
Assignee: Xerox Corporation (Stamford, CT)
Appl. No.: 188277
Filed: July 1, 2002

Current U.S. Class: 345/426; 382/253
Intern'l Class: G06T 005//00
Field of Search: 395/426,589,596,617 382/100,165,170,176,253,260,300 358/3.13,1.2


References Cited [Referenced By]

U.S. Patent Documents
5966471Oct., 1999Fisher et al.382/253.
6075926Jun., 2000Atkins et al.358/1.
6252608Jun., 2001Snyder et al.345/473.
6714320Mar., 2004Nakahara et al.358/3.
6748111Jun., 2004Stolin et al.382/176.
6768808Jul., 2004Rhoads382/100.

Primary Examiner: Jankus; Almis
Attorney, Agent or Firm: Oliff & Berridge, PLC

Parent Case Text



CROSS-REFERENCE TO RELATED APPLICATIONS

The present application is related to the following co-pending applications: Ser. No. 10/187,499 entitled "Digital De-Screening of Documents", Ser. No. 10/188,026 entitled "Control System for Digital De-Screening of Documents", Ser. No. 10/188,249 entitled "Segmentation Method and System for Multiple Raster Content (MRC) Representation of Documents", Ser. No. 10/188,157 entitled "Separation System for Multiple Raster Content (MRC) Representation of Documents", all filed Jul. 1, 2002, on the same date as the present application and commonly assigned to the present assignee, the contents of which are herein incorporated by reference.
Claims



What is claimed is:

1. A method for dynamically thresholding an image signal, the method comprising the operations of:

(a) receiving, at a computing block, the image signal and a minimum and a maximum within each of a set of windows centered on the current pixel in the image signal;

(b) computing, for each of the windows, based on the current pixel and the respective minimum and maximum, a respective indicator representing the distance and direction of the current pixel relative to a respective threshold plane; and

(c) outputting a control signal based on the indicators.

2. The method of claim 1 wherein operation (b) comprises the operations of:

(i) computing, for each of the windows, a respective contrast vector; and

(ii) computing, for each of the windows, a bias vector and a dot product of the respective contrast vector and a respective thresholded pixel vector representing the current pixel thresholded by the bias vector, the dot product representing the respective indicator.

3. The method of claim 2 wherein, for one of the windows, operation (ii) comprises the operation of computing the average between the respective maximum and the respective minimum to form the bias vector.

4. The method of claim 2 wherein, for one of the windows, operation (ii) comprises the operation of computing the average between a vector representing a lowpass filtered neighborhood of the current pixel and the average between the respective maximum and the respective minimum to form the bias vector.

5. The method of claim 1 wherein operation (b) comprises:

(1) computing a first indicator for a first window, via a first logic block, the first indicator representing the distance and direction of the current pixel relative to a first threshold plane;

(2) computing a second indicator for a second window, via a second logic block, the second indicator representing the distance and direction of the current pixel relative to a second threshold plane;

(3) thresholding the current pixel in the image signal via a third logic block and outputting a third logic block signal; and

wherein operation (c) comprises generating the control signals based on the first and second indicators and the third logic block signal.

6. The method of claim 5 wherein operation (b) further comprises computing a first activity measure indicating activity in the first window, using the first logic block, and computing a second activity measure indicating activity in the second window using the second logic block.

7. The method of claim 5 wherein operation (c) comprises:

comparing the first activity measure with the second activity measure and outputting a select signal, using a comparator block; and

receiving the first indicator, the second indicator and the third logic block signal, selecting and outputting one of the first indicator, the second indicator and third logic block signal in accordance with the select signal, using a multiplexer.

8. A system for dynamically thresholding an image signal, the system comprising:

a computing block receiving the image signal and a minimum and a maximum within each of a set of windows centered on the current pixel in the image signal, and computing, for each of the windows, based on the current pixel and the respective minimum and maximum, a respective indicator representing the distance and direction of the current pixel relative to a respective threshold plane, and outputting a control signal based on the indicators.

9. The system of claim 8 wherein the computing block comprises:

a first module computing, for each of the windows, a respective contrast vector; and

a second module computing, for each of the windows, a bias vector and a dot product of the respective contrast vector and a respective thresholded pixel vector representing the current pixel thresholded by the bias vector, the dot product representing the respective indicator.

10. The system of claim 9 wherein, for one of the windows, the second module computes the bias vector by computing the average between the respective maximum and the respective minimum.

11. The system of claim 9 wherein, for one of the windows, the second module computes the bias vector by computing the average between a vector representing a lowpass filtered neighborhood of the current pixel and the average between the respective maximum and the respective minimum.

12. The system of claim 8 wherein the computing block comprises:

(1) a first logic block computing a first indicator for a first window, the first indicator representing the distance and direction of the current pixel relative to a first threshold plane;

(2) a second logic block computing a second indicator for a second window, the second indicator representing the distance and direction of the current pixel relative to a second threshold plane;

(3) a third logic block thresholding the current pixel in the image signal and outputting a third logic block signal; and

(4) a decision module generating the control signals in communication with the first, second, and third logic blocks, the control signals being based on the first and second indicators and the third logic block signal.

13. The system of claim 12 wherein the first logic block computes a first activity measure indicating activity in the first window and wherein the second logic block computes a second activity measure indicating activity in the second window.

14. The system of claim 12 wherein the decision module comprises:

a comparator block comparing the first activity measure with the second activity measure and outputting a select signal; and

a multiplexer receiving the first indicator, the second indicator and the third logic block signal, selecting and outputting one of the first indicator, the second indicator and third logic block signal in accordance with the select signal.

15. An article of manufacture comprising:

a machine usable medium having program code embedded therein, the program code being used for dynamically thresholding an image signal, the program code comprising:

(a) machine readable code to receive the image signal and a minimum and a maximum within each of a set of windows centered on the current pixel in the image signal;

(b) machine readable code to compute, for each of the windows, based on the current pixel and the respective minimum and maximum, a respective indicator representing the distance and direction of the current pixel relative to a respective threshold plane; and

(c) machine readable code to output a control signal based on the indicators.
Description



BACKGROUND OF THE INVENTION

1. Field of the Invention

The present invention relates generally to methods and systems for segmenting digitally scanned documents into two or more planes, and more particularly to methods and systems for segmenting digitally scanned documents into planes suitable for a Multiple Raster Content (MRC) representation of documents.

2. Description of Related Art

The MRC representation of documents is versatile. It provides the ability to represent color images and either color or monochrome text. The MRC representation enables the use of multiple "planes" for the purpose of representing the content of documents. The MRC representation is becoming increasingly important in the marketplace. It has been already established as the main color-fax standard.

In an MRC representation, an image is represented by more than one image plane. The main advantage of the MRC representation of documents is to provide an efficient way to store, transmit, and manipulate large digital color documents. The method exploits the properties of the human vision system, where the ability to distinguish small color variations is greatly reduced in the presence of high-contrast edges. The edge information is normally separated from the smoothly varying color information, and encoded (possibly at higher resolution than 1 bit per pixel) in one of the planes, called the Selector plane. Following a careful separation, the various planes could be independently compressed using standard compression schemes (such as JPEG and G4) with good compression and high quality at the same time.

There is a need for a method and a system for efficiently separating an image into a set of planes, such that the advantages of the MRC representation can be fully exploited.

SUMMARY OF THE INVENTION

A method and a system for dynamically thresholding an image signal are disclosed. The system comprises a computing block. The computing block receives the image signal and a minimum and a maximum within each of a set of windows centered on the current pixel in the image signal, and computes, for each of the windows, based on the current pixel and the respective minimum and maximum, a respective indicator representing the distance and direction of the current pixel relative to a respective threshold plane, and outputs a control signal based on the indicators.

BRIEF DESCRIPTION OF THE DRAWINGS

The features and advantages of the present invention will become apparent from the following detailed description of the present invention in which:

FIG. 1 illustrates the MRC structure for documents.

FIG. 2 shows the block diagram of the system of the present invention.

FIG. 3 shows the block diagram of an embodiment of the system of the present invention.

FIG. 4 illustrates the function of the Dependent Min-Max block E1 used in one embodiment of the system of the present invention.

FIG. 5 illustrates the function of the Dependent Min-Max Sub-Sample block E2 used in one embodiment of the system of the present invention.

FIG. 6 illustrates the functions of the Dependent Max block E3 and Dependent Min block E4 used in one embodiment of the system of the present invention.

FIG. 7 illustrates the two window contexts employed by one embodiment of the Dynamic Threshold module.

FIG. 8 shows the block diagram of one embodiment of the Dynamic Threshold module.

FIG. 9 shows an implementation of the comparator logic block included in one embodiment of the Dynamic Threshold module.

FIG. 10 shows the truth table of the comparator logic block of FIG. 9.

FIG. 11 shows an implementation of the selector logic module included in one embodiment of the Dynamic Threshold module.

FIG. 12 illustrates the function of the Edge Processing block included in the Separation module.

FIG. 13 illustrates the decision range used by the Separation module for separating the image signal into the Background and Foreground planes.

FIG. 14 shows a block diagram of one implementation of the FG/BG Cleanup block included in one embodiment of the Separation module.

FIG. 15 illustrates the dilate operation used in one implementation of the FG/BG Cleanup block included in one embodiment of the Separation module.

FIG. 16 is a graphical illustration of equations (1) through (4).

FIG. 17 is a graphical illustration of equations (6) through (9).

FIG. 18 shows an exemplary structure of the halftone estimate module.

FIG. 19 shows a min-max detection scheme used by the min-max detection modules included in the halftone estimate module of FIG. 18.

FIG. 20 illustrates the equations that implement the halftone weight module included in the halftone estimate module.

DETAILED DESCRIPTION OF THE INVENTION

The present invention provides a method and a system for separating an image signal into a set of image planes. The image signal represents a digitally scanned document. The image planes are suitable for a Mixed Raster Content (MRC) representation of the digitally scanned document.

FIG. 1 shows the general MRC representation. The representation comprises up to four independent planes: Foreground, Background, Selector, and Rendering Hints. In the most general case, there could be multiple Foreground and Selector pairs at higher levels. However, in most applications, the representation is limited to three or four planes. The Background plane is typically used for storing continuous-tone information such as pictures and/or smoothly varying background colors. The Selector plane normally holds the image of text (binary) as well as other edge information (e.g., line art drawings). The Foreground plane usually holds the color of the corresponding text and/or line art. However, the MRC representation only specifies the planes and their associated compression methods. It does not otherwise restrict nor enforce the content of each of the planes. The content of each of the planes may be defined appropriately by an implementation of the MRC representation.

The MRC structure also allows for a fourth plane, the Rendering Hints plane, which is used for communicating additional information about the content of the document. For example, the Rendering Hints plane may carry the ICC (International Color Consortium) color hints that identify the best color matching strategy for the various objects on the page.

The Foreground and Background planes are defined to be two full-color (L, a, b) planes. The Selector plane is defined as a binary (1-bit deep) plane. The Rendering Hints plane is typically restricted to an 8-bit plane. One exemplary MRC representation specifies that the Foreground and Background are to be JPEG compressed, and that the Selector plane is to be ITU-G4 compressed (standard Group 4 facsimile compression). The Rendering Hints plane is considered to be optional, but if one is used, a compression scheme similar to the Lempel-Zev-Welch scheme may be used for its compression. In general, the Foreground, Background, Selector and Rendering Hints planes can all be at different resolutions, and they are not required to maintain the original source input resolution.

The method for assembling back a "segmented" MRC image from its components (i.e., planes) is by "pouring" the Foreground colors through the Selector plane "mask" on top of the Background plane, thus overwriting the previous content of the Background plane at these locations. In other words, the assembly is achieved by multiplexing between the Foreground and Background information on a pixel by pixel basis, based on the binary control signal of the Selector plane. For example, if the Selector value is 1, the content of Foreground is used; otherwise (i.e., for Selector value=0) the content of Background is used. The multiplexing operation is repeated on a pixel by pixel basis until all of the output pixels have been defined.

The main advantage of the MRC representation of documents is to provide an efficient way to store, transmit, and manipulate large digital color documents. The method exploits the properties of the human vision system, where the ability to distinguish small color variations is greatly reduced in the presence of high-contrast edges. The edge information is normally separated from the smoothly varying color information, and encoded (possibly at higher resolution than 1 Selector sample per source pixel) in the Selector plane. Following a careful separation, the various planes could be independently compressed using standard compression schemes (such as JPEG and G4) with good compression and high quality at the same time.

The Segmentation system of the present invention is used for splitting an incoming image into three or more planes suitable for an MRC representation of the image.

FIG. 2 shows a block diagram of the Segmentation system of the present invention. Segmentation system 200 comprises a Min-Max module 202, a Dynamic Threshold module 204 and a Separation module 206. The Min-Max module 202 receives the image signal DSC, searches for minima and maxima within a set of windows centered on a pixel in the image signal. The Dynamic Threshold module 204 computes, for each of the windows, based on the minima and maxima received from the min-max module and the current pixel, a respective indicator representing the distance and direction of the current pixel relative to a respective threshold plane, and outputs a control signal based on the indicators. The Separation module 206 separates the image signal into the set of image planes in accordance with the control signal by including a representation of the current pixel in at least one of the image planes.

FIG. 3 shows a block diagram of one embodiment 300 of the Segmentation system 200.

For best performance of the Segmentation system 300, the input signal DSC should be free of most of the original mid-frequency halftone patterns of the original scanned image. These halftone frequencies are typically eliminated by passing the input image through a de-screen system first. However, in some situations, such as for clean PDL (Page Description Language) printing, the input signal may be known to be free of problematic halftone frequencies. In such situations, the de-screen operation is not needed and the clean input signal can be directly fed into the Segmentation system.

For ease of explanation, in the description of the Segmentation system 300 herein, the source input image DSC, as well as the Foreground FG and Background BG outputs, are all assumed to be full-color (L, a, b) planes, while the Selector plane SEL output is binary (1-bit). It is understood that these assumptions are not to be construed as limitations of the applications of the present invention.

In general, the Foreground, Background, and Selector planes could all be at different resolutions relative to the input image DSC. For example, the Foreground and Background planes are typically down-sampled (for better compression) while the Selector plane is typically up-sampled (for better edge quality) from the original input resolution. The amount of up or down sampling may be fully programmable under software control.

The Segmentation system 300 may also receive and use the optional estimated frequency Halftone Weight HTW and full color Super Blur BLR_A signals when they are available. These optional signals may be generated by a de-screen or filtering system such as the one described in a co-pending patent application. The optional full color Super Blur BLR_A signal may be generated by lowpass filtering the image source signal with a filter that has a very large filter span (i.e., very low cut-off frequency). The optional estimated frequency Halftone Weight HTW will be described in detail later in connection with FIG. 18, FIG. 19 and FIG. 20.

The Segmentation system 300 comprises a Min-Max module 310, a Dynamic Threshold module 320, and a Separation module 330.

The Min-Max module 310 comprises a Dependent Min-Max block E1, a Dependent Min-Max Sub-Sample block E2 and two Dependent Min-Max blocks E3, E4. The Min-Max module 310 receives the input image signal DSC (3-dimensional), computes and outputs two sets of maximum and minimum vectors (Mx, Mn), (MX, MN), each set corresponding to a different window.

The Dynamic Threshold module 320 receives the input image signal DSC, and the vectors (Mx, Mn), (MX, MN) from the Min-Max module 310 and computes, for each of the windows, based on the respective minimum and maximum received from the min-max module and the current pixel, a respective indicator representing the distance and direction of the current pixel relative to a respective threshold plane, and outputs based on the indicators a control signal GRS to the Separation module 330. The optional control signals SEG, ENH may also be outputted. The Dynamic Threshold module 320 also receives the optional estimated frequency Halftone Weight HTW and full color Super Blur BLR_A signals when they are available.

The Separation module 330 comprises a Selector Logic block E6, an Edge Processing block E7, a FG/BG Separation block E8, and a FG/BG Cleanup block E9. The Separation module 330 receives the image signal DSC, the vectors Mx, Mn from the Min-Max module 310, the control signal GRS and the optional control signals SEG, ENH from the Dynamic Threshold module 320, and outputs the three signals BG, FG, SEL, which correspond to the Background, Foreground, and Selector planes of an MRC representation of the image DSC, respectively.

The Dependent Min-Max block E1 receives the input image signal DSC, and searches in a 5.times.5 window centered on the current pixel of interest for the minimum value (vector) Mn and maximum value (vector) Mx. The vectors Mn and Mx represent the minimum and maximum in the window context of 5.times.5 pixels. The meaning of these rectors will be described in detail later.

The Dependent Min-Max Sub-Sample block E2 receives the input image signal DSC, and searches for the minimum and maximum luminance value in each of the non-overlapping 8.times.8 windows, and also provides the corresponding chroma values at these locations. By using non-overlapping 8.times.8 windows, the Dependent Min-Max Sub-Sample block E2 effectively sub-samples the minimum and maximum values by a factor of 8 in each direction, thus reducing the overall bandwidth by a factor of 64. The sub-sampled outputs are then fed to the two Dependent Min-Max blocks E3 and E4, which search for the minimum and maximum vectors MN and MX over a 9.times.9 window centered on the original (before sub-sampling) 8.times.8 window that contains the current pixel of interest. Thus, the MN and MX vectors correspond to the minimum of all the minima and the maximum of all the maxima from the non-overlapping 8.times.8 windows, respectively. Due to the sub-sampling (by 8) effect, the 9.times.9 window actually corresponds to a window context of 72.times.72 pixels. It is noted that capital letters are used for vectors MN and MX to distinguish them from the vectors Mn and Mx (outputs of block E1) and to indicate that they represent the minimum and maximum in the larger window context of 72.times.72 pixels overall.

The two sets of minimum and maximum vectors (Mn, Mx) and (MN, MX) are fed to the Dynamic Threshold Module 320. The Dynamic Threshold Module 320 outputs the monochrome 8-bit signal GRS whose biased zero crossings represent the locations of edges in the Selector planes. In addition, The Dynamic Threshold Module may also generate the optional binary control signal SEG and the optional 8-bit segmentation enhancement control ENH. The optional binary control signal SEG provides an external means (similar to that of an override switch) to control the segmentation operation of the FG/BG Separation block E8 of Separation module 330 (see equations (14) through (20)). The optional 8-bit segmentation enhancement control ENH provides to the FG/BG Separation block E8 the amount of enhancement to apply.

The Selector Logic block E6 receives the 8-bit Gray Selector signal GRS from the Dynamic Threshold Module 320, up-samples it by doubling the resolution, and then thresholds it at the zero crossings to produce the binary Selector plane output SEL. For high-quality text and line-art reproduction, the Selector plane is typically kept at twice the input resolution (1200 dpi for a 600 dpi input), although it could be programmed for even higher ratio (in one implementation, up to 8 times the input resolution) under software control.

But in applications that do not require very high quality, the Selector plane could be at the same resolution as the input signal DSC. The Edge Processing block E7 receives the high resolution Selector output SEL and counts the number of ON and OFF pixels in a 5.times.5 (high-resolution) window centered on the current (low-resolution) pixel of interest. The Edge Processing block E7 outputs the two-bit signal SEE. The SEE signal is set to 0 if all of the input pixels inside the 5.times.5 window are OFF (corresponding to a 5.times.5 constant Background area). Similarly, the SEE signal is set to 3 if all of the input pixels inside the window are ON (corresponding to a 3.times.3 constant Foreground area). The SEE output is set to 1 or 2 if the 3.times.3 window is mostly Background (white) or mostly Foreground (black), respectively.

The FG/BG Separation block E8 receives the full color source signal DSC to be segmented, the full color minimum and maximum vectors Mn, Mx from the Dependent Min-Max block E1, the SEE signal from the Edge Processing block E7, the optional segmentation signal SEG, and the enhancement control signal ENH from the Dynamic Threshold Module 320. The FG/BG Separation block E8 performs the MRC segmentation to generate the Foreground and Background information, and produces two full-color outputs Fgr and Bgr as the rough estimates of the Foreground and Background planes, respectively.

The FG/BG Cleanup block E9 applies additional processing on the rough Foreground and Background estimates Fgr and Bgr to generate the final Foreground and Background outputs FG and BG. This additional processing is to slightly extend the Foreground and Background values beyond the edges and to fill in the undefined pixels in the Foreground and Background planes with appropriate values. The purpose of this processing is to prevent artifacts that may result from a subsequent sampling and JPEG compression and to fill in the yet-undefined pixels with values that will result in good JPEG compression ratio.

An additional logic inside the FG/BG Cleanup block E9 (see Tile Tag block F7 of FIG. 14) also monitors the Foreground and Background output values to detect and flag tiles that are almost all-black or all-white. Rather than encode the output from such tiles into the output file, a special tile marker is used and referenced whenever such a tile is detected. This increases the overall compression ratio by eliminating the need to repeatedly encode the common all-white or all-black tiles.

The blocks included in the Min-Max module 310 will be discussed in detail in the following.

The Dependent Min-Max block E1 looks for the maximum and minimum values of the luminance component L in a 5.times.5 window centered on the current pixel of interest, and outputs the full-color (luminance and chrominance) values at these locations. It is called a Dependent Min-Max to indicate that it only searches for the minimum and maximum over a single component, which is the luminance L, and not over all three components of the image signal DSC. Once the locations of the minimum and maximum luminance are found, the chroma components (a, b) at these locations are also outputted.

The Dependent Min-Max block E1 outputs two vectors of full-color (L, a, b) signals Mn=(L.sub.Mn, a.sub.Mn, b.sub.Mn), and Mx=(L.sub.Mx, a.sub.Mx, b.sub.Mx), corresponding to the minimum and maximum values in the 5.times.5 window, respectively. The outputs Mn and Mx are at the same pixel rate as the input signal DSC.

FIG. 4 illustrates the operation of the Dependent Min-Max block E1. The content of the DSC luminance data is first searched in a 5.times.5 luminance window centered on the current pixel of interest to find the locations of the smallest and largest L values. If the minimum or maximum L values are not unique (that is, if there is more than one location having the same minimum or maximum value), the location of the one first encountered is used. The output of this search process is a unique pair (L.sub.Mn, L.sub.Mx) of the minimum and maximum L values as well as their relative location within the 5.times.5 window.

The Dependent Min-Max block E1 then uses the relative location information to index the corresponding chroma (a, b) components in the two corresponding 5.times.5 chroma windows and retrieve the chroma values at these locations. Thus, the relative location of the maximum L value L.sub.Mx is used to address the 5.times.5 chroma windows and retrieve the chroma pair (a.sub.Mx, b.sub.Mx) at this location. Together, the triplet (L.sub.Mx, a.sub.Mx, b.sub.Mx) forms the output Mx from the Dependent Min-Max block E1. Similarly, the relative location of the minimum L value L.sub.Mn is used to address the 5.times.5 chroma windows and retrieve the chroma pair (a.sub.Mn, b.sub.Mn) at this location. The triplet (L.sub.Mn, a.sub.Mn, b.sub.Mn) forms the output Mn from the Dependent Min-Max block E1.

The implementation of the Dependent Min-Max block E1 can be greatly accelerated by taking advantage of the sequential nature of the operation and the type of operations (min-max) that is being performed. For example, as the operation is advanced to the subsequent pixel, the extreme values (i.e., maximum and minimum) and corresponding locations for the previous pixel are already known. Since the current 5.times.5 window greatly overlaps the previous window, by keeping track of the previous window content, the Dependent Min-Max block E1 has to sort out only the newest and oldest 5.times.1 columns of L values on either side of the previous window. The center 3.times.5 area is common to both previous window and current window, and the new address locations of the previous minimum and maximum values in the previous window are at an offset of 1 in the fast scan direction relative to their previous locations. The previous minimum and maximum are compared to values in the newest column of L values to yield the new maximum and minimum L values.

FIG. 5 illustrates the Dependent Min-Max Sub-Sample block E2. Block E2 receives the full-color (L, a, b) input signal DSC and produces two full-color sub-sampled minimum and maximum outputs 502 and 504. Block E2 searches for the minimum and maximum luminance values over non-overlapping 8.times.8 windows. The locations of the minimum and maximum luminance values are then used to index the chroma windows and retrieve the corresponding chroma values at these locations.

By using non-overlapping 8.times.8 windows, the operation of the Dependent Min-Max Sub-Sample block E2 is effectively sub-sampling the min and max outputs (that would have been produced had a sliding window been used instead of non-overlapping windows) by a factor of 8 in each direction, thereby reducing the overall output data rate by a factor of 64.

The minimum output 504 corresponds to the triplet (L.sub.MIN, a.sub.MIN, b.sub.MIN) formed by the minimum luminance value L.sub.MIN of the input signal DSC within the 8.times.8 window containing the current pixel of interest, and the corresponding chroma (a, b) values (a.sub.MIN, b.sub.MIN) at this minimum luminance location. Similarly, the maximum output 502 corresponds to the triplet (L.sub.MAX, a.sub.MAX, b.sub.max) formed by the maximum luminance value L.sub.MAX of the input signal DSC within the 8.times.8 window containing the current pixel of interest, and the corresponding chroma (a, b) values (a.sub.MAX, b.sub.MAX) at this maximum luminance location. If the minimum or maximum luminance values are not unique (i.e., if there is more than one location with the same maximum or minimum values), the one first encountered is used.

The sub-sampling operation is achieved by advancing the current pixel position by 8 in the fast scan direction (and also, upon reaching the end of a line, by 8 lines in the slow scan direction) to maintain the non-overlapping windows condition.

The 8-times (abbreviated as 8.times.) reduction factor (in each dimension) of the Dependent Min-Max Sub-Sample E2 block is designed in accordance with the amount of sub-sampling desired for the Foreground and Background planes (normally a sub-sampling factor of 2). For higher output image quality (as is the case with a clean PDL input image, for example), it may be desirable to not sub-sample the Foreground and Background outputs at all. In such a case, a smaller amount of sub-sampling factor (e.g., only 4.times.) is to be applied instead of the 8.times. factor above. If a sub-sampling factor of 4 (for each direction) is to be applied, 4.times.4 non-overlapping windows are used.

The Dependent Min-Max Sub-Sample block E2 is used in conjunction with the two Dependent Min and Max Units E3 and E4 to produce a Min-Max analysis similar to that of the Dependent Min-Max block E1, but covering a much larger area context (72.times.72 pixels as compared to 5.times.5 pixels) and at a coarser resolution to reduce the overall bandwidth.

FIG. 6 illustrates the functions of the Dependent Max block E3 and Dependent Min block E4 as used in one embodiment of the system of the present invention.

The Dependent Max block E3 receives the full-color dependent maximum output 502 from the Dependent Min-Max Sub-Sample block E2, searches the content of the luminance data in the signal 502 in a 9.times.9 luminance window centered on the current pixel of interest to find the location of the maximum L value. If the maximum L value is not unique (that is, if there is more than one location having the same maximum value), the location of the one first encountered is used. The output of this search process is the maximum value L.sub.MX as well as its relative location within the 9.times.9 window.

The Dependent Max block E3 then uses the relative location information of L.sub.MX to index the corresponding chroma (a, b) components in the two corresponding 9.times.9 chroma windows and retrieve the chroma values at this location. Thus, the relative location of the maximum L value L.sub.MX is used to address the 9.times.9 chroma windows and retrieve the chroma pair (a.sub.MX, b.sub.MX) at this location (as illustrated in FIG. 6). The triplet (L.sub.MX, a.sub.MX, b.sub.MX) forms the output MX of the Dependent Max block E3.

The Dependent Min block E4 receives the full-color dependent minimum output 504 from the Dependent Min-Max Sub-Sample block E2, searches the content of the luminance data in the signal 504 in a 9.times.9 luminance window centered on the current pixel of interest to find the location of the minimum L value. If the minimum L value is not unique (that is, if there is more than one location having the same minimum value), the location of the first one encountered is used. The output of this search process is the minimum value L.sub.MN as well as its relative location within the 9.times.9 window.

The Dependent Min block E4 then uses the relative location information of L.sub.MN to index the corresponding chroma (a, b) components in the two corresponding 9.times.9 chroma windows and retrieve the chroma values at this location. Thus, the relative location of the minimum L value L.sub.MN is used to address the 9.times.9 chroma windows and retrieve the chroma pair (a.sub.MN, b.sub.MN) at this location (as illustrated in FIG. 6). The triplet (L.sub.MN, a.sub.MN, b.sub.MN) forms the output MN of the Dependent Min block E4.

By applying the Dependent Min block E4 on the dependent minimum output 504 of the Dependent Min-Max Sub-Sample block E2, the dependent minimum operation is effectively extended over a larger area to provide a dependent minimum analysis (the MN is minimum of minima received from block E2). Similarly, the Dependent Max block effectively provides a dependent maximum analysis over the extended area (the MX is maximum of maxima received from block E2). Since both inputs 502 and 504 are already sub-sampled by a factor of 8 in each direction (as compared to the original pixel resolution of input image DSC), the equivalent window area for each of the dependent minimum MN and maximum MX is 72.times.72 pixels at the original pixel resolution.

The Dynamic Threshold module 320 applies adaptive thresholding to the incoming source signal DSC to generate a monochrome 8-bit gray signal GRS output, whose zero crossings represent the edges in the Selector plane. The Dynamic Threshold module 320 utilizes the two sets of min/max values (Mn, Mx) and (MN, MX) from the 5.times.5 fine- and 9.times.9 coarse resolution windows. and may also receive the Halftone Weight estimate HTW and the Super Blur BLR_A signals, when they are available. The Dynamic Threshold module 320 produces the gray selector signal GRS, the binary segmentation signal SEG and the 8-bit signal ENH, which is used to communicate the amount of segmentation enhancement to apply in the FG/BG Separation block E8.

FIG. 7 illustrates the three available choices of context area: the Single Pixel area which is the area of the current pixel of interest, the 5.times.5 High-Resolution window W1, and the 9.times.9 Coarse Resolution window W2. Recall that the 9.times.9 window context W2 corresponds to a window of 72.times.72 pixels sub-sampled by 8 in each direction. Each square (pixel) in the 9.times.9 coarse resolution window W2 represents an extremum in a window of 8.times.8 original pixels (i.e., pixels at the original pixel resolution). The Dynamic Threshold module 320 uses these three predefined context areas in the process of determining the gray selector signal GRS.

The Single Pixel (current pixel) area is used when no contrast activity (described below) exists in both the 5.times.5 window W1 and 9.times.9 window W2, in which case the luminance of the incoming signal DSC is merely thresholded and the chroma (a, b) components are not used. Otherwise, the 5.times.5 High-Resolution and 9.times.9 Coarse Resolution areas are used in combination to track and segment the incoming signal DSC based on the level of activity in the windows. Activity in the 5.times.5 window indicates the presence of an image edge in that window. Activity in the 9.times.9 window indicates that an edge is either approaching the small window or leaving the small window. Thus, the large 9.times.9 window serves as a look ahead feature. It also provides the history of where an edge has been. This allows proper setting of the SEE signal (to be described later). The large 9.times.9 window could be replaced by other embodiment that serves the same purposes. The operation of tracking and segmenting the incoming signal DSC based on the level of activity in the windows will be described below.

FIG. 8 shows a block diagram of an embodiment 800 of the Dynamic Threshold Module 320. The embodiment 800 comprises three logic blocks 810, 820, 830, and a decision module 840.

The three logic blocks 810, 820, 830 correspond to the three possible context windows shown in FIG. 7, i.e., the Single Pixel area, the 5.times.5 High-Resolution window W1, and the 9.times.9 Coarse Resolution window W2, respectively.

The multiplexer MUX can select and pass one of these outputs as the final GRS output signal. The selection can be switched on a pixel-by-pixel basis based on the 2-bit signal SEL. The actual selection code for each of the inputs is shown in FIG. 8 to the right of the input arrows.

For the case of a Single Pixel context, the luminance component of the incoming input signal DSC is merely biased by subtracting from it a pre-determined 8-bit constant THR, using the adder 815. The value of THR is stored in a programmable register so that it could be adjusted to accommodate the sensor calibration. For an ideal balanced incoming signal DSC that spans the full 8-bit luminance range, THR would be normally set to THR=128 in order to bias the luminance of DSC such that the output signal GRS will have zero mean and the incoming signal will be thresholded halfway across. However, the visual threshold may well be skewed away from the center due to the logarithmic response of the human visual system.

In addition, the scanner response may vary across the dynamic range, or may not even span the full 8-bit range. For example, the peak luminance value is determined by the brightest media reflectance, and the dark current of the sensor determines the output at low light levels. The value of the threshold register THR can be appropriately adjusted to account for the above considerations and better match the desired GRS response. In any case, only the luminance component of the incoming signal DSC is used for this biasing.

The logic block 820 is used to address the 9.times.9 coarse resolution window context W2 shown in FIG. 7. The inputs to the logic block 820 are the full-color coarse minimum value MN and maximum value MX from the Dependent Max and Min blocks E3 and E4, respectively. Recall that these values were generated by sub-sampling the outputs of the Dependent Min-Max block E1 by a factor of 8 in both directions and then searching for the minimum and maximum (i.e., minimum of minima and maximum of maxima) over a 9.times.9 window. The operation of the logic block 820 is equivalent to performing the scaled dot product of the following two vectors X and Y:

output 828=<X, Y>; (1)

where <X, Y> is the scaled dot product of the two vectors X and Y:

<X, Y>=(X.sub.L, X.sub.a, X.sub.b)(Y.sub.L, Y.sub.a, Y.sub.b).sup.t =X.sub.L Y.sub.L +X.sub.a Y.sub.a +X.sub.b Y.sub.b ; (2)

where ##EQU1##

The (L, a, b) values in equation (4) are the corresponding color components of the incoming signal DSC. The X vector in equation (3) is the vector difference between the maximum value MX and the minimum value MN. The Y vector in equation (4) is the incoming signal DSC minus the average of the minimum MN and maximum MX values, the average being the 3D midpoint between MN and MX. By taking the scaled dot product of these two vectors, the output is proportional to the relative distance from the plane that is perpendicular to the X vector and crosses it halfway along. Since the sought-after information is the location of the zero-crossing, the precise magnitude of the dot product is not required. Therefore, the result is divided by an arbitrary factor of 256 (shift right by 8) to scale it back to fit the 8-bit range.

However, since the logic block 820 output (to multiplexer 848) may still occasionally overflow the 8-bit range (by a factor of roughly 3, or 1.5 bits), additional logic may be used to limit the logic block 820 output to 255 if it gets larger than 255.

A scalar measure for the overall contrast magnitude X9 within the coarse resolution 9.times.9 window is generated by adding together the absolute values of the three components of the vector X within the summation block 829:

X.sub.9 =L.sub.X +.vertline.a.sub.X.vertline.+.vertline.b.sub.X.vertline.=L.sub.MX -L.sub.MN +.vertline.a.sub.MX -a.sub.MN.vertline.+.vertline.b.sub.MX -b.sub.MN.vertline.; (5)

Referring to equation (5), there is no need to take the absolute value of the luminance component L since L is confined to the positive range [0 . . . 255]. The implementation of equations (1) through (5) for the logic block 820 is straight-forward. Referring to logic block 820 in FIG. 8, the first two adders 821, 823 perform the vector sum and difference of the 3.times.1 input signals MX, MN, on a component by component basis. The adder 821 that handles the sum also divides the result by 2 (by shifting it right by 1 position) to obtain the average as indicated by the symbol .SIGMA./2. Adder 823 outputs the vector difference X (defined in equation (3)) to block 829. Block 829 computes the sum of absolute values of the three components of the vector X and generates the contrast magnitude X.sub.9. Adder 825 calculates the vector Y in equation (4) by performing the vector difference between the input signal DSC and the output from adder 821. The X and Y vector components are then multiply-and-added together, element by element, to form the dot product in the dot product block 827. The output 828 of block 827 is described by equations (1) and (2).

FIG. 16 is a graphical illustration of equations (1) through (4). In FIG. 16, the origin of the three-dimensional space is assumed to be on the left hand side, as shown. The vectors MX, MN represent the three-dimensional points MX and MN, respectively. The current image pixel is represented by the vector DSC. As illustrated, the vector X=(MX-MN) and the vector Y result from vector operations in accordance with equations (3) and (4). The value d.sub.1 represents the result of taking the dot product of X and Y. This value is the projection of Y onto X. This value also indicates the distance and "direction" of the point represented by the vector Y with respect to the plane P.sub.1. The plane P.sub.1 is orthogonal to the vector X=MX-MN at the midpoint of X. By "direction" of the point represented by vector Y, it is meant whether this point is above or below the plane P.sub.1. The plane P.sub.1 represents the threshold plane. The indicator value d.sub.1 indicates whether, after thresholding, the current image pixel DSC is above or below the threshold plane, that is, whether it is closer to MX or to MN, and by how much. This indicator value d.sub.1 allows a decision to be made regarding segmentation of the current pixel. For example, if the thresholded pixel is very close to MX (respectively, MN), a decision can be made that the current pixel be included in the Foreground plane (respectively, Background plane). If the thresholded pixel is too close to the threshold plane, a decision can be made that the current pixel be included in both the Foreground and Background planes.

Referring to FIG. 8, the logic block 830 is used to address the 5.times.5 high-resolution window context W1 shown in FIG. 7. The inputs to the logic block 830 are the full-color minimum and maximum values Mn, Mx from the Dependent Min-Max module E1. The operation of the logic block 830, in forming a scaled dot product, is similar to the logic block 820 described above.

The operation of the logic block 830 is equivalent to performing the scaled dot product of the following two vectors:

output 838=<X', Y'>; (6)

where <X', Y'> is the scaled dot product between the two vectors X' and Y':

<X', Y'>=(X.sub.L ', X.sub.a ', X.sub.b ')(Y.sub.L ', Y.sub.a ', Y.sub.b ').sup.t =X.sub.L 'Y.sub.L '+X.sub.a 'Y.sub.a '+X.sub.b 'Y.sub.b '; (7)

where ##EQU2##

The (L, a, b) values in equation (9) are the corresponding color components of the incoming signal DSC. The X' vector in equation (8) is the vector difference between the maximum vector Mx and the minimum vector Mn. The Y' vector in equation (9) is the incoming signal DSC minus the average of the minimum Mn and maximum Mx values, the average being the 3D midpoint between Mn and Mx. By taking the scaled dot product of these two vectors, the output is proportional to the relative distance from the plane that is perpendicular to the X' vector and crosses it halfway along. Since the sought-after information is the location of the zero-crossing, the precise magnitude of the dot product is not required. Therefore, the result is divided by an arbitrary factor of 256 (shift right by 8) to scale it back to fit the 8-bit range.

However, since the logic block 830 output (to multiplexer 848) may still occasionally overflow the 8-bit range (by a factor of roughly 3, or 1.5 bits), additional logic may be used to limit the logic block 830 output to 255 if it gets larger than 255.

A scalar measure for the overall contrast magnitude X5 within the fine resolution 5.times.5 window W1 (FIG. 7) is generated by adding together the absolute values of the three components of the vector X' within the summation block 839:

X.sub.5 =L.sub.X' +.vertline.a.sub.X'.vertline.+.vertline.b.sub.X'.vertline.=L.sub.Mx -L.sub.Mn +.vertline.a.sub.Mx -a.sub.Mn.vertline.+.vertline.b.sub.Mx -b.sub.Mn.vertline.; (10)

Referring to equation (10), there is no need to take the absolute value of the luminance component L since L is confined to the positive range [0 . . . 255]. The implementation of equations (6) through (10) for the logic block 830 is straight-forward. Referring to logic block 830 in FIG. 8, the first two adders 831, 833 perform the vector sum and difference of the 3.times.1 input signals Mx, Mn, on a component by component basis. The adder 831 that handles the sum also divides the result by 2 (by shifting it right by 1 position) to obtain the average as indicated by the symbol .SIGMA./2. Adder 833 outputs the vector difference X' (defined in equation (8)) to block 839. Block 839 computes the sum of absolute values of the three components of the vector X' and generates the contrast magnitude X.sub.5. Adder 834 adds the vector signal BLR_A to the vector output of adder 831 and divides the result by 2. Adder 835 calculates the vector Y' in equation (9) by performing the vector difference between the input signal DSC and the output from adder 834. The X' and Y' vector components are then multiply-and-added together, element by element, to form the dot product in the dot product block 837. The output of block 837 is described by equations (6) and (7).

It is important to note that the architecture of logic block 830 differs from that of logic block 820 by having the added threshold-biasing feature that enhances dark or light thin lines by "nudging" the threshold towards the Super-Blur reference signal BLR_A=(L.sub.A, a.sub.A, b.sub.A) when BLR_A is available. This is accomplished by averaging the Super Blur signal BLR_A with the averaged Mx and Mn values, to form the alternative Y' vector, as shown in equation (9).

FIG. 17 is a graphical illustration of equations (6) through (9). In FIG. 17, the origin of the three-dimensional space is assumed to be on the left hand side, as shown. The vectors Mx, Mn represent the three-dimensional points Mx and Mn, respectively. The current image pixel is represented by the vector DSC. The Super-Blur reference signal BLR_A is represented by the vector BLR_A. As illustrated, the vector X'=(Mx-Mn) and the vector Y' result from vector operations in accordance with equations (8) and (9). The value d.sub.2 represents the result of taking the dot product of X' and Y'. This value is the projection of Y' onto X'. This value also indicates the distance and "direction" of the point represented by the vector Y' with respect to the plane P.sub.2. The plane P.sub.2 is orthogonal to-the vector X=MX-MN at a point away from the midpoint by a small amount. This amount represents the added threshold-biasing feature discussed in the preceding paragraph. By "direction" of the point represented by vector Y', it is meant whether this point is above or below the plane P.sub.2. The plane P.sub.2 represents the threshold plane. The indicator value d.sub.2 indicates whether, after thresholding, the current image pixel DSC is above or below the threshold plane, that is, whether it is closer to Mx or to Mn, and by how much. This indicator value d.sub.2 allows a decision to be made regarding the segmentation of the current pixel. For example, if the thresholded pixel is very close to Mx (respectively, Mn), a decision can be made that the current pixel be included in the Foreground plane (respectively, Background plane). If the thresholded pixel is too close to the threshold plane, a decision can be made that the current pixel be included in both the Foreground and Background planes.

Referring to FIG. 8, the decision module 840 receives the output 818 from logic block 810, output 828 and contrast magnitude output X.sub.9 from logic block 820, output 838 and contrast magnitude output X.sub.5 from output block 830.

The decision module 840 comprises a comparator logic 846, a multiplexer 848, an enhancement coding block 850, and a comparator 852. The decision module 840 also includes two parameterized piecewise linear function blocks 842 and 844 to process the halftone weight signal HTW when it is available from a de-screener system.

The comparator logic 846 receives the contrast magnitude outputs X.sub.5 and X.sub.9, outputs the select signal SEL to control the output GRS of multiplexer 848, and outputs the enable signal ENA to control the enhancement signal ENH of the enhancement logic 850. The comparator logic 846 may also use the 8-bit Halftone Weight frequency estimate HTW, when available, from a de-screener system, after the estimate HTW has passed through a parameterized piecewise linear function block 842.

Note that, by definition of the min-max operations described previously, the contrast magnitude of the larger 9.times.9 (sub-sampled) window W2 must be equal or larger than the contrast magnitude of the smaller 5.times.5 high-resolution window W1. In other words:

X.sub.9.gtoreq.X.sub.5 ; (11)

This is due to the fact that, for a larger window that includes a smaller one, the maximum can only be larger and the minimum smaller than those of the smaller window. Furthermore, as the segmentation process proceeds from one pixel to the next (in the fast scan direction), the X.sub.9 contrast value remains the same for 8 consecutive pixels until the next pixel crosses the 8.times.8 window boundaries into the next non-overlapping window. The X.sub.5 contrast value, on the other hand, may change on a pixel by pixel basis. This behavior is due to the 8.times. sub-sampling performed by the Dependent Min-Max Sub-Sample block E2.

FIG. 9 shows the block diagram of an embodiment of the comparator logic 846. The two contrast magnitude measures X.sub.5 and X.sub.9 are compared to the signal STH, via comparators 904, 902, respectively, to generate the selection bits SEL0 and SEL1, respectively. The bits SEL0 and SEL1 form the 2-bit select signal SELECT. If the halftone weight HTW is available, HTW is passed through the piecewise linear function block 842 to produce STH. Otherwise, STH is set to a predetermined value. The two bits SEL0 and SEL1 are then combined together by AND gate 906 to generate the 1-bit enhancement enable signal ENA.

FIG. 10 shows the equivalent Truth Table for the comparator logic. If the contrast measure X.sub.9 of the larger 9.times.9 (sub-sampled) window W2 is smaller than STH, then, regardless of the contrast measure X.sub.5 of the smaller 5.times.5 window W1, the SEL1 bit is cleared and the SELECT signal is either 0 or 1. This causes the multiplexer 848 to select the Single Pixel context output 818 (FIG. 8). If, however, there is some activity in the larger 9.times.9 window W2 but not within the smaller 5.times.5 window W1, the SELECT signal is set to equal 2 (binary "10"). This causes the multiplexer 848 to select in the logic block 820 output 828. If both windows show significant contrast magnitude, the SELECT signal is set to 3, resulting in the output 838 of logic block 830 (corresponding to the 5.times.5 high-resolution window) being selected by the multiplexer 848. In addition, when the SELECT signal is 3, the binary enable signal ENA is turned on. The signal ENA is used to enable the enhancement block 850 to output the segmentation enhancement signal ENH.

Referring to FIG. 8, the enhancement coding block 850 also uses a linear function of the Halftone Weight frequency estimate HTW to produce the signal ENH which controls the amount of segmentation enhancement to be applied in the FG/BG Separation block E8 (FIG. 3). The HTW signal is fed to the parameterized piecewise linear function block 844 which applies a piecewise linear function EEN to the signal HTW, and outputs the resulting signal to the enhancement coding block 850. The binary enhancement enable signal ENA from the comparator logic 846 is used for gating (i.e., enabling) the enhancement signal ENH as follows. If ENA=1, then the block 844 output signal is passed through to the output ENH; otherwise, all of the ENH bits are forced to zero (disabled). The 8-bit ENH output signal communicates the amount of segmentation enhancement


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